Iain Andrew Bailey

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Smart Financial Products Limited

    FRN 751091

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 31 Oct 2018)
    • Responsibility for MCD Intermediation (since 8 Nov 2016)
    • CF11 Money Laundering Reporting (16 Sep 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Sep 2019 to 8 Dec 2019)
    • CF1 Director (8 Nov 2016 to 8 Dec 2019)
  • JULIAN HARRIS ADVISER NETWORK LIMITED (no longer approved here)

    FRN 304155

    • CF1 Director (AR) (24 Mar 2016 to 1 Jan 2017)
  • Ingard Financial Limited (no longer approved here)

    FRN 450731

    • CF1 Director (AR) (2 Oct 2015 to 26 Feb 2016)
  • Deva Finance Limited (no longer approved here)

    FRN 660669

    • Employed By (2 Oct 2015 to 26 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.