Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Coutts & Company
FRN 122287
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
- CF30 Customer (1 Nov 2007 to 19 Nov 2012)
- CF21 Investment Adviser (1 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Apr 2005 to 1 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.