Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Newton Investment Management Limited
FRN 119331
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 10 Aug 2016)
- CF26 Customer Trading (24 Sep 2004 to 31 Oct 2007)
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- CF26 Customer Trading (1 Dec 2001 to 21 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.