Huw Dylan Roberts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Apr 2019 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (6 Mar 2006 to 19 Mar 2006)
  • Pritchard Investments Ltd (no longer approved here)

    FRN 211083

    • Employed By (10 Sep 2004 to 19 Mar 2006)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF4 Partner (AR) (1 Dec 2001 to 30 May 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)
  • Partneriarth Dylan Roberts and Cynan Jones (no longer approved here)

    FRN 172641

    • (2)Employed By (1 Dec 2001 to 30 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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