Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 13 Mar 2017)
  • Butterfield Mortgages Limited (no longer approved here)

    FRN 119274

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (27 Sep 2004 to 31 Oct 2007)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.