Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 6 Jan 2022)
    • CF1 Director (AR) (since 23 Nov 2021)
    • CF30 Customer (since 23 Nov 2021)
    • (1)Employed By (since 23 Nov 2021)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Nov 2021)
    • CF30 Customer (24 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.