Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (14 Apr 2025 to 10 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (12 Jul 2023 to 3 Nov 2025)
    • [FCA CF] Significant management (12 Jul 2023 to 3 Nov 2025)
    • [PRA CF] Managing a material risk taker (12 Feb 2022 to 21 Nov 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (12 Jul 2023 to 3 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (12 Jul 2023 to 3 Nov 2025)
    • [PRA CF] Managing a material risk taker (12 Feb 2022 to 21 Nov 2025)
    • [FCA CF] Manager of certification employee (6 Feb 2018 to 27 Jul 2022)
    • [FCA CF] Client dealing (13 Feb 2017 to 11 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

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