Hung Vay Luc

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schonfeld Strategic Advisors (UK) LLP
FRN 816269
- SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Dec 2023)
- SMF16 Compliance Oversight (since 22 Dec 2023)
Squarepoint Capital LLP (no longer approved here)
FRN 627994
- [FCA CF] Algorithmic trading (29 Jul 2021 to 26 Jun 2023)
- [FCA CF] Material risk taker (29 Jul 2021 to 26 Jun 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Apr 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 18 Apr 2023)
- CF11 Money Laundering Reporting (4 Jul 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (4 Jul 2016 to 8 Dec 2019)
Neuberger Berman Europe Limited (no longer approved here)
FRN 442488
- CF10 Compliance Oversight (14 Apr 2015 to 7 Jun 2016)
- CF11 Money Laundering Reporting (14 Apr 2015 to 7 Jun 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.