Humphrey Richard Percy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF2 Non Executive Director (14 Nov 2016 to 23 Jul 2018)
  • Bank of London and The Middle East plc (no longer approved here)

    FRN 464292

    • CF30 Customer (1 Nov 2007 to 8 May 2015)
    • CF21 Investment Adviser (5 Jul 2007 to 31 Oct 2007)
    • CF26 Customer Trading (5 Jul 2007 to 31 Oct 2007)
    • CF3 Chief Executive (5 Jul 2007 to 8 May 2015)
    • CF8 Apportionment and Oversight (5 Jul 2007 to 31 Oct 2007)
    • CF1 Director (5 Jul 2007 to 11 Jun 2015)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF21 Investment Adviser (9 Feb 2004 to 30 Jun 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Feb 2004 to 30 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.