Humera Khan

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Asghar Finance House Limited (no longer approved here)
FRN 923773
- [FCA CF] Functions requiring qualifications (26 Apr 2021 to 9 Oct 2024)
- Responsibility for MCD Intermediation (6 Oct 2020 to 7 Oct 2024)
- Responsible for Insurance Distribution (6 Oct 2020 to 7 Oct 2024)
- SMF16 Compliance Oversight (6 Oct 2020 to 7 Oct 2024)
- SMF3 Executive Director (6 Oct 2020 to 7 Oct 2024)
Bank of Scotland plc (no longer approved here)
FRN 169628
- [FCA CF] Functions requiring qualifications (19 Aug 2016 to 25 May 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.