Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • CF30 Customer (1 Nov 2007 to 19 Feb 2010)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (3 Oct 2002 to 29 Sep 2004)
    • CF26 Customer Trading (3 Oct 2002 to 29 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.