Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (1 Aug 2012 to 8 Dec 2019)
    • CF4 Partner (1 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2012 to 10 May 2018)
    • CF11 Money Laundering Reporting (1 Aug 2012 to 30 Apr 2019)
  • Smedvig Capital Limited (no longer approved here)

    FRN 185901

    • CF27 Investment Management (26 May 2004 to 16 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.