Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DWS Alternatives Global Limited
FRN 458997
- [FCA CF] Manager of certification employee (since 23 May 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Dec 2020)
- CF30 Customer (16 Mar 2015 to 8 Dec 2019)
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- CF27 Investment Management (20 Jan 2005 to 13 Oct 2006)
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- CF27 Investment Management (1 Dec 2001 to 11 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.