Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Kings Park Capital LLP
FRN 470652
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 26 Jul 2022)
- CF10a CASS Oversight function (29 Sep 2015 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Oct 2007 to 8 Dec 2019)
- CF4 Partner (1 Oct 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Oct 2007 to 31 Oct 2007)
- CF3 Chief Executive (1 Oct 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Oct 2007 to 31 Oct 2007)
- CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Oct 2007 to 16 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.