Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 9 Feb 2022)
- [FCA CF] Manager of certification employee (27 May 2025 to 27 Jun 2025)
- [PRA CF] Significant risk taker or Material risk taker (1 Dec 2016 to 30 Sep 2025)
- [FCA CF] Client dealing (1 Dec 2016 to 30 Sep 2025)
- [PRA CF] Managing a material risk taker (1 Dec 2016 to 9 Jun 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF23 Corporate Finance Adviser (1 Jul 2004 to 31 Oct 2007)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 9 Feb 2022)
- [PRA CF] Managing a material risk taker (14 Aug 2020 to 16 Apr 2021)
- [FCA CF] Manager of certification employee (13 Feb 2019 to 9 Jun 2019)
- [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 30 Sep 2025)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 13 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.