Hugo Picca

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Standard Chartered Bank (no longer approved here)
FRN 114276
- [FCA CF] Client dealing (8 May 2017 to 15 Apr 2021)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (27 Jun 2011 to 21 Aug 2014)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (24 Sep 2009 to 8 Apr 2011)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (12 Jan 2005 to 14 Aug 2006)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (12 Jan 2005 to 14 Aug 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.