Hugo Parry-Wingfield

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- [FCA CF] Client dealing (24 Feb 2025 to 31 Aug 2025)
- [FCA CF] Manager of certification employee (24 Feb 2025 to 13 Jun 2025)
- CF30 Customer (17 Oct 2013 to 8 Dec 2019)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF30 Customer (1 Nov 2007 to 12 Dec 2009)
- CF21 Investment Adviser (27 Oct 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.