Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 16 Feb 2021)
- CF30 Customer (20 Aug 2014 to 8 Dec 2019)
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- [FCA CF] Client dealing (since 16 Feb 2021)
- CF30 Customer (6 Nov 2014 to 8 Dec 2019)
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Material risk taker (since 1 Oct 2020)
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- [FCA CF] Client dealing (1 Oct 2020 to 16 Feb 2021)
- [FCA CF] Material risk taker (1 Oct 2020 to 16 Feb 2021)
- CF30 Customer (2 Aug 2014 to 8 Dec 2019)
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- CF30 Customer (3 Apr 2013 to 13 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.