Hugo Francis Worth

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 8 Apr 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (21 Nov 2018 to 8 Apr 2020)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (10 Sep 2008 to 11 Apr 2013)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF27 Investment Management (13 Apr 2004 to 31 Dec 2004)
    • CF21 Investment Adviser (13 Apr 2004 to 31 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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