Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
- CF1 Director (AR) (since 20 Aug 2015)
- CF30 Customer (since 8 Apr 2013)
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Broadgate Financial Consulting Limited
FRN 598701
- Employed By (since 20 Aug 2015)
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- CF30 Customer (27 Mar 2009 to 31 May 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.