Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.M. FINN & CO.LTD
FRN 450754
- SMF1 Chief Executive (since 12 Jan 2021)
- SMF3 Executive Director (since 12 Jan 2021)
- Responsible for Insurance Distribution (12 Jan 2021 to 26 Nov 2021)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 12 Jan 2021)
- CF29 Significant management (4 Dec 2019 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)
- CF27 Investment Management (30 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.