Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Evenlode Investment Management Limited
FRN 767844
- 14. Managing investments
- [FCA CF] Material risk taker (since 1 Apr 2023)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF9 Chair of the Governing Body (24 May 2024 to 1 Apr 2026)
- SMF1 Chief Executive (9 Dec 2019 to 24 May 2024)
- CF3 Chief Executive (2 Nov 2017 to 8 Dec 2019)
- CF30 Customer (23 May 2017 to 8 Dec 2019)
- CF1 Director (23 May 2017 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (1 Nov 2021 to 31 Dec 2022)
- CF1 Director (21 Dec 2012 to 28 Apr 2017)
- CF30 Customer (1 Sep 2009 to 6 Jun 2017)
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- CF30 Customer (1 Nov 2007 to 17 Mar 2009)
- CF27 Investment Management (5 Apr 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Jul 2003 to 5 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.