Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coutts & Company
FRN 122287
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 25 Sep 2025)
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- Appointed representative dealing with clients for which they require qualification (17 Dec 2019 to 23 May 2025)
- CF30 Customer (21 Nov 2019 to 23 May 2025)
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- (10)Employed By (21 Nov 2019 to 23 May 2025)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Apollo Private Wealth Ltd
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controlled function added: (10)Employed By at Apollo Private Wealth Ltd