Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 28 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 28 Feb 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 8 Oct 2018)
    • Responsible for Insurance Distribution (since 8 Oct 2018)
    • CF10 Compliance Oversight (8 Oct 2018 to 8 Dec 2019)
    • CF1 Director (8 Oct 2018 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (13 Oct 2011 to 5 Oct 2018)
    • CF30 Customer (13 Oct 2011 to 27 Nov 2012)
  • New Leaf Distribution Limited (no longer approved here)

    FRN 460421

    • CF1 Director (AR) (3 Jun 2010 to 8 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.