Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (5 Jun 2009 to 16 Apr 2018)
    • CF1 Director (5 Jun 2009 to 8 Dec 2019)
    • CF30 Customer (7 May 2009 to 8 Dec 2019)
  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (12 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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