Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WILLIAMS TRADING EUROPE, LLP (no longer approved here)

    FRN 445917

    • CF30 Customer (1 Nov 2007 to 1 Jan 2008)
    • CF11 Money Laundering Reporting (8 Mar 2006 to 1 Jan 2008)
    • CF21 Investment Adviser (8 Mar 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (8 Mar 2006 to 1 Jan 2008)
    • CF4 Partner (8 Mar 2006 to 1 Jan 2008)
    • CF8 Apportionment and Oversight (8 Mar 2006 to 31 Oct 2007)
    • CF3 Chief Executive (8 Mar 2006 to 1 Jan 2008)

Recent activity

Updates to this individual's record on the FCA register.

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