- IRN
- HLM01029
- Last updated
- 3 weeks ago
Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
PricewaterhouseCoopers LLP
FRN 221411
- [FCA CF] Client dealing (since 29 Aug 2025)
-
- [FCA CF] Client dealing (24 Sep 2021 to 15 Jan 2025)
- [FCA CF] Material risk taker (24 Sep 2021 to 2 Oct 2023)
-
- [FCA CF] Material risk taker (1 Jan 2020 to 12 Sep 2021)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 12 Sep 2021)
- [FCA CF] Client dealing (26 Sep 2016 to 14 Jun 2021)
-
- CF30 Customer (1 Nov 2007 to 14 Oct 2013)
- CF21 Investment Adviser (7 Apr 2005 to 31 Oct 2007)
-
- CF21 Investment Adviser (22 Jun 2004 to 23 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.