Hugh Joseph Docherty

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 May 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 May 2025)
    • CF30 Customer (4 Jan 2010 to 8 Dec 2019)
  • East Coast Financial Services (no longer approved here)

    FRN 200693

    • (1)Employed By (21 Aug 2008 to 17 Dec 2009)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (17 Jul 2008 to 17 Dec 2009)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF7 Sole Trader (AR) (1 Dec 2001 to 16 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.