Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2023)
    • CF1 Director (AR) (since 10 Dec 2023)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Nov 2023)
    • CF1 Director (AR) (10 Aug 2017 to 29 Nov 2023)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • CF1 Director (AR) (1 Aug 2015 to 31 Aug 2017)
    • CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • CF21 Investment Adviser (6 Mar 2003 to 31 Dec 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.