Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF28 Systems and controls (1 Nov 2007 to 31 Jan 2008)
    • CF19 Significant Mgt (Financial Resources) (3 Apr 2003 to 7 Jan 2004)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF14 Risk Assessment (1 Jan 2004 to 17 Sep 2007)
    • CF19 Significant Mgt (Financial Resources) (3 Apr 2003 to 7 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.