Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GP Bullhound Corporate Finance Ltd
FRN 915053
- SMF3 Executive Director (since 4 May 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (4 May 2020 to 10 Jun 2025)
- SMF16 Compliance Oversight (4 May 2020 to 10 Jun 2025)
- SMF1 Chief Executive (30 Apr 2020 to 30 Apr 2020)
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GP BULLHOUND ASSET MANAGEMENT LTD
FRN 647003
- [FCA CF] Client dealing (since 10 Dec 2019)
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Dec 2019)
- SMF16 Compliance Oversight (since 6 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
- CF1 Director (4 Mar 2015 to 8 Dec 2019)
- CF30 Customer (4 Mar 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.