Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marklay Mortgages Ltd
FRN 930490
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [PRA CF] Key function holder (since 24 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 24 Mar 2021)
- [FCA CF] Significant management (since 24 Mar 2021)
- Responsibility for MCD Intermediation (since 24 Mar 2021)
- Responsible for Insurance Distribution (since 24 Mar 2021)
- SMF16 Compliance Oversight (since 24 Mar 2021)
- SMF3 Executive Director (since 24 Mar 2021)
- [FCA CF] Client dealing (since 24 Mar 2021)
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- [FCA CF] Functions requiring qualifications (1 Jun 2020 to 23 Mar 2021)
- [FCA CF] Client dealing (17 Jan 2020 to 23 Mar 2020)
Recent activity
Updates to this individual's record on the FCA register.
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