Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (25 Nov 2019 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (20 Mar 2012 to 25 Nov 2019)
    • Responsible for Insurance Mediation (20 Mar 2012 to 30 Sep 2018)
  • Lloyd Limited (no longer approved here)

    FRN 669526

    • CF8 Apportionment and Oversight (27 Apr 2015 to 5 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

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