Howard Quentin Spooner

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Feb 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Sep 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Sep 2019)
    • CF30 Customer (2 Nov 2015 to 6 Mar 2016)
    • CF21 Investment Adviser (18 Mar 2002 to 30 Sep 2002)
    • CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)
  • Omni Partners LLP (no longer approved here)

    FRN 416689

    • CF4 Partner (15 Oct 2012 to 5 Aug 2015)
    • CF30 Customer (15 Oct 2012 to 5 Aug 2015)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (6 Apr 2009 to 16 Aug 2012)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.