Howard Patrick Soltau

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Key Retirement Solutions Limited (no longer approved here)
FRN 224987
- CF1 Director (AR) (22 Jul 2022 to 30 Mar 2024)
Beech Lifetime Limited (no longer approved here)
FRN 979449
- Employed By (22 Jul 2022 to 30 Mar 2024)
Money Advisory Centre Limited (no longer approved here)
FRN 663002
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Jul 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Jul 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 17 Jul 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jul 2024)
- SMF3 Executive Director (9 Dec 2019 to 17 Jul 2024)
- CF1 Director (21 Jul 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 Jul 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (21 Jul 2017 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.