Howard Michael Baker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (2 Jan 2002 to 5 Jan 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 5 Jan 2005)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 5 Jan 2005)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • CF21 Investment Adviser (2 Jan 2002 to 5 Jan 2005)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 5 Jan 2005)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 5 Jan 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 5 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.