Howard Kearns

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Insight Investment Management (Global) Limited
FRN 119308
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (17 Jan 2019 to 8 Dec 2019)
Insight Investment International Limited (no longer approved here)
FRN 416024
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
- CF30 Customer (17 Jan 2019 to 8 Dec 2019)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF30 Customer (1 Feb 2013 to 10 Mar 2017)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (21 Sep 2011 to 26 Mar 2012)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (8 Jun 2010 to 19 Aug 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.