Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 10. Broker fund adviser
    • [FCA CF] Client dealing (since 31 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2023)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • [FCA CF] Manager of certification employee (16 Nov 2020 to 3 Jan 2023)
    • [FCA CF] Client dealing (16 Nov 2020 to 3 Jan 2023)
    • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 3 Jan 2023)
    • CF30 Customer (31 Mar 2009 to 8 Dec 2019)
  • PREMIER FUND MANAGERS LIMITED (no longer approved here)

    FRN 143097

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF27 Investment Management (6 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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