Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (14 Jul 2008 to 30 Sep 2008)
- CF28 Systems and controls (1 Nov 2007 to 30 Sep 2008)
- CF29 Significant management (1 Nov 2007 to 30 Sep 2008)
- CF19 Significant Mgt (Financial Resources) (15 Sep 2003 to 31 Oct 2007)
- CF14 Risk Assessment (30 Apr 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.