Howard Ginn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (24 May 2022 to 8 Jul 2024)
- [FCA CF] Functions requiring qualifications (24 May 2022 to 8 Jul 2024)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF21 Investment Adviser (27 Sep 2004 to 3 Nov 2004)
- CF7 Sole Trader (AR) (27 Sep 2004 to 3 Nov 2004)
Michael James (no longer approved here)
FRN 200072
- (15)Employed By (13 Apr 2004 to 24 Mar 2004)
Westcountry Financial (no longer approved here)
FRN 180490
- Employed By (1 Oct 1998 to 3 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.