Howard Douglas Lloyd Evans

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOWARD EVANS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 436295

    • CF30 Customer (1 Nov 2007 to 29 Dec 2010)
    • CF1 Director (13 Sep 2005 to 24 Nov 2010)
    • CF10 Compliance Oversight (13 Sep 2005 to 29 Dec 2010)
    • CF11 Money Laundering Reporting (13 Sep 2005 to 29 Dec 2010)
    • CF21 Investment Adviser (13 Sep 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (13 Sep 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (13 Sep 2005 to 29 Dec 2010)
  • Howard Evans Financial Services (1308) (no longer approved here)

    FRN 159309

    • (1)Employed By (1 Oct 1998 to 7 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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