Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Proprietary trader (since 26 Apr 2023)
  • GATE CAPITAL GROUP LTD. (no longer approved here)

    FRN 189170

    • CF10 Compliance Oversight (1 Dec 2001 to 26 Jun 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 26 Jun 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 26 Jun 2006)
    • CF1 Director (1 Dec 2001 to 26 Jun 2006)
    • CF3 Chief Executive (1 Dec 2001 to 26 Jun 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 26 Jun 2006)
    • CF27 Investment Management (1 Dec 2001 to 26 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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