Howard Ashley Oliver

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (17 May 2013 to 5 Nov 2014)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (273)Employed By (17 May 2013 to 5 Nov 2014)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (3 Apr 2008 to 11 Nov 2012)
- CF21 Investment Adviser (30 Oct 2003 to 26 Jan 2007)
- CF22 Investment Adviser (Trainee) (23 Jan 2003 to 30 Oct 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.