Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 28 Jan 2025)
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- [PRA CF] Significant risk taker or Material risk taker (16 Jul 2018 to 8 Sep 2020)
- [FCA CF] Manager of certification employee (16 Jul 2018 to 8 Sep 2020)
- [FCA CF] Significant management (16 Jul 2018 to 8 Sep 2020)
- [PRA CF] Managing a material risk taker (16 Jul 2018 to 14 Sep 2020)
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- [FCA CF] Significant management (18 Jan 2018 to 8 Sep 2020)
- [FCA CF] Manager of certification employee (20 Mar 2017 to 8 Sep 2020)
- [PRA CF] Managing a material risk taker (20 Mar 2017 to 14 Sep 2020)
- [FCA CF] Client dealing (17 Feb 2017 to 18 Sep 2019)
- [PRA CF] Significant risk taker or Material risk taker (17 Feb 2017 to 8 Sep 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.