Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 28 Jan 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2018 to 8 Sep 2020)
    • [FCA CF] Manager of certification employee (16 Jul 2018 to 8 Sep 2020)
    • [FCA CF] Significant management (16 Jul 2018 to 8 Sep 2020)
    • [PRA CF] Managing a material risk taker (16 Jul 2018 to 14 Sep 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (18 Jan 2018 to 8 Sep 2020)
    • [FCA CF] Manager of certification employee (20 Mar 2017 to 8 Sep 2020)
    • [PRA CF] Managing a material risk taker (20 Mar 2017 to 14 Sep 2020)
    • [FCA CF] Client dealing (17 Feb 2017 to 18 Sep 2019)
    • [PRA CF] Significant risk taker or Material risk taker (17 Feb 2017 to 8 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

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