Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Above Wealth Management LLP
FRN 714242
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 8 Jul 2022)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF4 Partner (31 Dec 2018 to 8 Dec 2019)
- CF30 Customer (31 Dec 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.