Hong Wook Kim

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MIRAE ASSET SECURITIES (UK) LTD. (no longer approved here)

    FRN 149240

    • CF2 Non Executive Director (2 Nov 2012 to 16 Jan 2017)
    • CF10 Compliance Oversight (14 Sep 2009 to 1 Dec 2011)
    • CF28 Systems and controls (1 Nov 2007 to 1 Dec 2011)
    • CF14 Risk Assessment (25 May 2007 to 31 Oct 2007)
    • CF1 Director (25 May 2007 to 1 Dec 2011)
    • CF3 Chief Executive (25 May 2007 to 1 Dec 2011)
    • CF8 Apportionment and Oversight (25 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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