Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Sep 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Mar 2020)
    • Responsibility for MCD Intermediation (22 Aug 2019 to 26 Mar 2020)
    • CF1 Director (22 Aug 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Aug 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (22 Aug 2019 to 26 Mar 2020)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (1 Mar 2012 to 3 Mar 2014)
  • Total Finance Options Ltd (no longer approved here)

    FRN 517160

    • Employed By (1 Mar 2012 to 3 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

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