Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Yorkshire Financial Services Ltd
FRN 841681
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 3 Sep 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 26 Mar 2020)
- Responsibility for MCD Intermediation (22 Aug 2019 to 26 Mar 2020)
- CF1 Director (22 Aug 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (22 Aug 2019 to 8 Dec 2019)
- Responsible for Insurance Distribution (22 Aug 2019 to 26 Mar 2020)
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- CF1 Director (AR) (1 Mar 2012 to 3 Mar 2014)
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- Employed By (1 Mar 2012 to 3 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.