Hollis Elisabeth Merritt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Bank of New York Mellon (no longer approved here)
FRN 122467
- SMF4 Chief Risk (12 Sep 2023 to 9 Mar 2026)
The Bank of New York Mellon (International) Limited (no longer approved here)
FRN 183100
- SMF4 Chief Risk (12 Sep 2023 to 9 Mar 2026)
Northern Trust Global Services SE (no longer approved here)
FRN 829966
- SMF4 Chief Risk (10 Nov 2022 to 14 Jun 2023)
The Northern Trust Company (no longer approved here)
FRN 122020
- SMF4 Chief Risk (1 Dec 2020 to 14 Jun 2023)
- [FCA CF] Significant management (7 Jul 2020 to 1 Dec 2020)
Northern Trust Securities LLP (no longer approved here)
FRN 465131
- [FCA CF] Material risk taker (1 Dec 2020 to 10 May 2023)
- [FCA CF] Significant management (1 Dec 2020 to 10 May 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.