Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsibility for MCD Intermediation (since 26 Aug 2025)
    • Responsible for Insurance Distribution (since 21 Nov 2023)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Sep 2020)
    • CF1 Director (25 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (22 Jul 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.