Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF29 Significant management (1 Nov 2007 to 17 Dec 2008)
    • CF30 Customer (1 Nov 2007 to 17 Dec 2008)
    • CF26 Customer Trading (15 Jun 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (16 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.